WebJan 26, 2024 · Q11 : Due to the current coronavirus situation, the directors of certain LCs or AEs, particularly those located outside Hong Kong, may have difficulties in physically signing the audited accounts and hence the LCs or AEs may not be able to submit the original copy of the audited accounts with wet-ink signatures by the submission deadline, which is four … WebRecognised CPT/CPD/OPT Hours ... APPLY ONLINE. 28. Apr. 18:30 - 21:30. 1 Lesson. Public. Compliance, Legislative & Regulatory Standards [Webinar] Regulatory Insight – …
SFC to Upgrade Competency Standards for Licensed Intermediaries …
WebHKSI LE. Examinator Online helps Hong Kong professionals pass their HKSI licensing exams as efficiently as possible. Whether new to Hong Kong, or locally based, many working in the Hong Kong Securities and Futures industry find themselves having to sit exams, many years after they last sat an exam. Choose the Paper you want and try out … WebWith effect from 20 January 2024, examination questions of the LEs will be based on this manual. 1. Users can download this eStudy Manual via the “Upcoming Activity” > "CPT/Non-CPT Activity" page of the Online Portal within 30 days after purchase. After 30 days, you are required to order again if you want to access the same eStudy Manual. lco joinville
Hong Kong: Changes to the competence and training requirements for ...
WebCPT Courses & Events Courses Events. Recognised Leading Training Provider. The HKSI Institute is a leading training provider in Hong Kong. We offer a full spectrum of course … Professional organisation for securities & investment industry that provides … WebNov 23, 2024 · Kaplan delivers a one-stop shop CPT solution for individuals carrying on regulated activities, who are obligated to meet SFC’s compliance requirements to undertake a minimum of 5 CPT hours per calendar year for each regulated activity. ... In the event of discrepancy, the official information and decision from the SFC and HKSI shall prevail ... Web6. Will a licensee be regarded as having fulfilled the CPT requirement if he has only completed a single training course which lasts for more than 5 hours in a calendar year? If the course meets the CPT requirement, then yes. 7. Will the CPT hoursbe counted with reference to the number of licences that a licensee possesses at the year end? lcn187hv submittal